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Wendy L Coy

Director of Enforcement

Arizona Corporation Commission Securities Division

Wendy Coy is currently the Assistant Director of Securities.  Wendy started at the Securities Division in 1990 as an Enforcement attorney. In 2015 Wendy became the Director of Enforcement for the Securities Division. Shortly thereafter became the Assistant Director of Securities. Prior to the Securities Division, Wendy was a consumer fraud investigator with the Minnesota Attorney General’s office.  Wendy graduated from ASU with a BS in Justice Studies and obtained her JD from William Mitchell College of Law (now Mitchell Hamline School of Law) in St. Paul, Minnesota. Wendy is an active member of NASAA currently serving as a member of its Enforcement Section.

Product Type
Image of On Demand

Securities Division Speaks

Total Credits: 3 CLE

Average Rating:
Business & Commercial Law |  Insurance |  Intellectual Property |  Bankruptcy |  Corporate Counsel |  Real Property |  Administrative Law |  Securities Regulation
Audio and Video
Original Program Date:
Apr 20, 2023
Short Description:
An overview of the Securities Division of the Arizona Corporation Commission.

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