Skip to main content

Wendy L Coy

Director of Enforcement

Arizona Corporation Commission Securities Division


Wendy Coy is the Assistant Director of Securities of the Arizona Corporation Commission. In 1990, Ms. Coy started her career with the Securities Division as an Enforcement attorney. In 2015, she became the Director of Enforcement. In 2019, Ms. Coy was promoted to her current Assistant Director position.
Prior to the Securities Division, Ms. Coy was a consumer fraud investigator with the Minnesota Attorney General’s office. Ms. Coy graduated from ASU with a BS in Justice Studies and obtained her JD from William Mitchell College of Law (now Mitchell Hamline School of Law) in St. Paul, Minnesota.

Product Type
Image of On Demand

Securities Division Speaks


Total Credits: 3 CLE

Average Rating:
   13
Categories:
Business & Commercial Law |  Insurance |  Intellectual Property |  Bankruptcy |  Corporate Counsel |  Real Property |  Administrative Law |  Securities Regulation
Format:
Audio and Video
Original Program Date:
Apr 20, 2023
SKU:
J23122
Short Description:
An overview of the Securities Division of the Arizona Corporation Commission.

Product Type
Image of On Demand

Securities Examinations: SEC, Arizona and FINRA Perspective - From Examination To Enforcement And Everything In Between


Total Credits: 3.5 CLE

Average Rating:
   11
Categories:
Business & Commercial Law |  Securities Regulation
Format:
Audio and Video
Original Program Date:
Oct 29, 2024
SKU:
J24484

Showing 1 to 2 of 2 entries