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Sarah Nilson


Sarah Nilson is an Assistant Regional Director in the SEC’s Division of Enforcement. She supervises investigations into possible violations of the federal securities laws, including matters handled by the SEC’s Los Angeles Regional Office and the Division of Enforcement’s Asset Management Unit. Ms. Nilson has been with the Commission since 2013. Prior to that time, she worked at two international law firms. She earned a J.D. from Georgetown University Law Center, and a B.A. from the University of California at Santa Barbara.

Product Type
Image of On Demand

Securities Examinations: SEC, Arizona and FINRA Perspective - From Examination To Enforcement And Everything In Between


Total Credits: 3.5 CLE

Average Rating:
   11
Categories:
Business & Commercial Law |  Securities Regulation
Format:
Audio and Video
Original Program Date:
Oct 29, 2024
SKU:
J24484

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