Ron Raimondi

Chief Financial Institutions Examiner

Arizona Corporation Commission Securities Division

Ron Raimondi is the Chief Financial Institutions Examiner with the State of Arizona Corporation Commission - Securities Division.

Prior to joining the Securities Division in November of 2015, Ron was in the financial industry for 15 years, 11 of which, he served in the capacity of a Senior Broker, Problem Resolution Associate and Brokerage Trainer at the Vanguard Group, Brokerage Services Division. His duties at Vanguard included but were not limited to trading Stocks, Bonds, Mutual Funds, ETFs and Options in High-Net-Worth Cash, Margin and Short Account(s) along with the processing of all types of in kind and cash transfers, the opening and closing of Brokerage Accounts and the oversight and presentation of all Brokerage Training and Series 7 and Series 66 licensure modules. 

Prior to Vanguard, Ron was also a Financial Adviser at Waddell and Reed and Lincoln Financial Advisers.

Before he began working in the Financial Industry, Ron spent 4 years as the Chief Medical Investigator with the Maricopa County Office of the Medical Examiner in Phoenix, AZ and 7 years as a Senior Deputy Coroner with the Allegheny County Coroner’s Office in Pittsburgh, PA.

Ron earned a Bachelor of Science Degree in Administration of Justice with a Business Law Emphasis from The Pennsylvania State University.