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Phong T Huynh

Director of Registration & Compliance

Arizona Corporation Commission Securities Division


Phong (Paul) Huynh is currently the Director of Registration & Compliance at the Arizona Corporation Commission, Securities Division. Since 2008, Paul’s duties at the Commission covers multiple areas, including investigating and prosecuting securities fraud violators, overseeing the Division’s registration and licensing program, supervising the examination unit, conducting rulemaking and legislation, and handling related appellate matters. Prior to joining the Commission, Paul’s career experience includes prior registration as a securities salesman, prosecuting criminal offenses as a Deputy County Attorney with the Maricopa County Attorney’s Office, and serving as Legal Counsel for a real estate development company. Paul received his Bachelor of Science degree in Finance, summa cum laude, from Arizona State University and his Juris Doctorate degree from the University of Arizona.

Product Type
Image of On Demand

Securities Division Speaks


Total Credits: 3 CLE

Average Rating:
   13
Categories:
Business & Commercial Law |  Insurance |  Intellectual Property |  Bankruptcy |  Corporate Counsel |  Real Property |  Administrative Law |  Securities Regulation
Format:
Audio and Video
Original Program Date:
Apr 20, 2023
SKU:
J23122
Short Description:
An overview of the Securities Division of the Arizona Corporation Commission.

Product Type
Image of On Demand

Securities Examinations: SEC, Arizona and FINRA Perspective - From Examination To Enforcement And Everything In Between


Total Credits: 3.5 CLE

Average Rating:
   11
Categories:
Business & Commercial Law |  Securities Regulation
Format:
Audio and Video
Original Program Date:
Oct 29, 2024
SKU:
J24484

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