Joelle Morris

Joelle Morris has been with FINRA since 2010. She began her career at FINRA as a cycle examiner before joining the cause exam program in 2012. She became an Examination Manager in the Dallas District Office in 2016, managing a team of 5 cycle exam staff prior to being promoted to Associate Director of the Florida District Office in May 2018. Currently, Joelle is an Examination Director in FINRAs Trading & Execution firm group, where she manages two exam teams and an individual contributor who execute examinations of ATS and Institutional Brokerage firms. Prior to joining FINRA, Ms. Morris worked for the Securities and Exchange Commission as an Examiner in the Division of Investment Management in New York. Ms. Morris received a BBA from Hofstra University in 2002, an MBA and an MS in Management from the University of Texas at Dallas in 2018. When Joelle isn’t protecting investors or preserving market integrity, she enjoys yoga, traveling and spending time with her two rescue dogs.