Jennifer Guadarrama

Jennifer Guadarrama is an Examination Director in FINRA’s Trading Specialist Group which focuses on reviewing market access and alternative trading systems. Prior to joining the Trading Specialist Group this year, Jennifer was an Examination Manager for Firm Exams associated with Retail firms for over five years. Before joining FINRA, Jennifer was at Chase Investment Services/WaMu Investments for over ten years and served as the V.P. of Brokerage Operations leading the Trade and Account Supervision Department. Jennifer held the FINRA Series 4, 7, 24, 53, 63, and 66 licenses.